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Financial Services: Authorisation, Supervision and Enforcement: A Litigator's Guide | 
 enlarge | Author: Jonathan Russen
Publisher: Oxford University Press, USA
Category: Book
List Price: $229.59
Buy New: $42.02
You Save: $187.57 (82%)
New (5) Used (3) from $42.02
Sales Rank: 3495967
Media: Hardcover
Number Of Items: 1
Pages: 432
Shipping Weight (lbs): 1.9
Dimensions (in): 9.8 x 6.6 x 1.1
ISBN: 0199296650
Dewey Decimal Number: 346.41082
EAN: 9780199296651
ASIN: 0199296650
Publication Date: July 27, 2006
Availability: Usually ships in 1-2 business days
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Product Description
This new book presents a detailed and in-depth study of the enforcement regime administered by the Financial Services Authority. An invaluable guide for litigators advising those affected by the regime, as well for those who hold a position of responsibility within investment firms who need to understand the purpose, of the detailed and complex regulatory requirements to which firms are subject. It also assist those setting out to obtain authorised status as investment firms by providing a guide to the processes.
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